Representative	Former Firm	DOH
CARY U.	UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	1/2/24
KIMBERLY M.	LONE PEAK ADVISERS	2/2/24
JEFFREY W.	CROWN CAPITAL SECURITIES, L.P.	2/9/24
DENEESHA E.	TRANSAMERICA FINANCIAL ADVISORS, INC.	3/13/24
MICHAEL C.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	3/18/24
MICHAEL A.	JANNEY MONTGOMERY SCOTT LLC	3/26/24
STEPHEN W.	KINGSWOOD CAPITAL PARTNERS, LLC	4/15/24
JANET D.	CETERA INVESTMENT ADVISERS LLC	4/23/24
LES M.	FIRST HEARTLAND CAPITAL, INC.	6/13/24
LYNN C.	TRIAD ADVISORS LLC	6/26/24
SIMONE G.	TRIAD ADVISORS LLC	6/26/24
BRETT H.	IFP SECURITIES, LLC	6/28/24
TYLER L.	N/A	7/29/24
JUSTIN C.	CADARET GRANT & CO INC	8/2/24
ROBERT S.	CADARET GRANT & CO INC	8/2/24
MICHAEL G.	AMERIPRISE FINANCIAL SERVICES, LLC	8/13/24
JAMES A.	N/A	8/15/24
JACK K.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	8/27/24
ERIC S.	GROVE POINT ADVISORS, LLC	9/18/24
JACK N.	WESTERN INTERNATIONAL SECURITIES, INC.	9/30/24
GINO C.	WESTERN INTERNATIONAL SECURITIES, INC.	10/4/24
JOHN S.	MORGAN WILSHIRE SECURITIES, INC.	10/17/24
KAREN V.	J. W. COLE ADVISORS, INC.	10/17/24
ROBERT J.	UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	11/13/24
MARC M.	EDWARD JONES	11/14/24
ANTHONY D.	N/A	11/15/24
PAMELA F.	OSAIC WEALTH, INC.	12/16/24
HEATHER G.	IC ADVISORY SERVICES, INC.	12/19/24