At Vanderbilt, our number one priority is our advisor’s success. While each advisor’s definition of success will be different, we can all agree that flexibility, focus, service and diversity are critical elements. Vanderbilt remains steadfast in its commitment to supporting our advisors through their transition into the firm, and on an ongoing basis with the most robust, technology enabled and impactful platform we can provide. With easy access to management and back-office support paired with access to a robust technology suite, Vanderbilt advisor partnerships offer tremendous value and results.
To provide our advisors with the most up to date resources and tools, we have engaged with the following partners:
Our investment and due diligence teams are constantly at work engaging with advisors to ensure that we are bringing the most effective and efficient investment solutions to clients.
Our platform is also designed with ease of use in mind, integrating AI and focusing on the continuous growth of our investment universe, including our sustainable and impact solution set.
Using Docupace’s intuitive and innovative processing system to submit business, compliance approval and subsequent turnaround is an extremely quick and easy process.
Our consultative compliance team is tasked with ensuring that each piece of business is handled with an individualized approach that meets our regulatory requirements and client needs and goals.
We provide training and education designed to keep our advisors operating on the cutting edge. With access to our robust technology suite, our advisors can participate in individual and team training on various topics, including:
Our experienced and hardworking team of professionals provide customized back-office support for each advisor, including assistance with day-to-day business processing, sales, and operational support.
Our team aids in speeding up processes that can be tedious, long, and bureaucratic at larger firms so that you can focus on what is really important — growing your business.
Transitions can be hard. At Vanderbilt, we are laser focused on making them easy for you. Our advisors and clients come to us with existing histories and stories, portfolios and priorities. Life is busy. We are here to ensure that your transition is as smooth as possible, and that we can support your vision for the future.
Transition support includes:
We welcome advisors and clients to come visit us, to speak with our team and to learn more about what makes Vanderbilt such a unique community.
Vanderbilt Financial Group is an investment firm disrupting traditional finance by focusing on socially and environmentally responsible, ethical, and impactful investments.
Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates. Securities offered through Vanderbilt Securities, LLC. Member FINRA, SIPC. Registered with MSRB.
Clearing agent: Fidelity Clearing & Custody Solutions. Advisory Services offered through Vanderbilt Advisory Services & Consolidated Portfolio Review. Clearing agents: Fidelity Clearing & Custody Solutions, Charles Schwab & TD Ameritrade Insurance Services offered through Vanderbilt Insurance and other agencies. For additional information on services, disclosures, fees, and conflicts of interest, please visit Important Disclosures | Privacy Policy | SEC Rule 606 | Public BCP
VFG and its affiliates support and promote Environmental, Social, and Corporate Governance (“ESG”), Socially Responsible Investing (“SRI”), and Impact Investing, but the Firm and its affiliates do not require or mandate that its financial professionals engage solely in related activities. Clients of the Firm and its affiliates are not required to adopt or invest in any specific security, strategy, or portfolio. We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.
This content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by third parties to provide information on a topic that may be of interest. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.
